Las víctimas olvidadas de Stanford ahora disponible en español

Las víctimas olvidadas de Stanford, ahora disponible en español en:

Saturday, February 6, 2016

SEC's Stanford Case A Chance To Clarify Compliance Duties

Compliance officers who worry they have an enforcement target on their back may soon get some clarity — and perhaps reassurance — from the U.S. Securities and Exchange Commission when it rules on a case involving convicted Ponzi schemer R. Allen Stanford's former top compliance manager.

On Monday, the SEC is scheduled to hear oral arguments in an appeal by Bernerd Young, a former regulator who was the chief compliance officer at Stanford Group Company Inc. at the time the $7 billion fraud was exposed. He...

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For a full and open debate on the Stanford receivership visit the Stanford International Victims Group - SIVG official Forum

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